-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WqCR7oBQTj5V6Hu2T5TV2y0/P/LEu2/MWWAskOb4dDJHgjAFpwrR/0t/AZWAq0AK jKyu+c3bzfAZHdFCleDzOg== 0000950149-06-000411.txt : 20060726 0000950149-06-000411.hdr.sgml : 20060726 20060725182146 ACCESSION NUMBER: 0000950149-06-000411 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060726 DATE AS OF CHANGE: 20060725 GROUP MEMBERS: A. BARR DOLAN GROUP MEMBERS: CHARTER VENTURES L.P. GROUP MEMBERS: CHAVENCAP LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HESKA CORP CENTRAL INDEX KEY: 0001038133 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 770192527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-51279 FILM NUMBER: 06980038 BUSINESS ADDRESS: STREET 1: 3760 ROCKY MOUNTAIN AVENUE CITY: LOVELAND STATE: CO ZIP: 80538 BUSINESS PHONE: 9704937272 MAIL ADDRESS: STREET 1: 3760 ROCKY MOUNTAIN AVENUE CITY: LOVELAND STATE: CO ZIP: 80538 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Charter Ventures II, L.P. CENTRAL INDEX KEY: 0001292251 IRS NUMBER: 770376556 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVE., SUITE 1400 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 325-6953 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVE., SUITE 1400 CITY: PALO ALTO STATE: CA ZIP: 94301 SC 13G 1 f22066csc13g.htm SCHEDULE 13G sc13g
 

     
 
OMB APPROVAL
 
 
OMB Number: 3235-0145
 
 
Expires: February 28, 2009
 
 
Estimated average burden hours per response...11
 
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

Heska Corporation
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
42805E-10-8
(CUSIP Number)
January 1, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 

                     
CUSIP No.
 
42805E-10-8 

 

           
1   NAMES OF REPORTING PERSONS:
Charter Ventures L.P., a California partnership
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   987,510
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   987,510
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  987,510
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  1.97%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN

2


 

                     
CUSIP No.
 
42805E-10-8 

 

           
1   NAMES OF REPORTING PERSONS:
Charter Ventures II, L.P., a California partnership
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   5,027,207
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   5,027,207
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  5,027,207
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  10%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

3


 

                     
CUSIP No.
 
42805E-10-8 

 

           
1   NAMES OF REPORTING PERSONS:
Chavencap Limited, a Hong Kong corporation
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   6,014,717
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    6,014,717
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  6,014,717
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  11.97%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO

4


 

                     
CUSIP No.
 
42805E-10-8 

 

           
1   NAMES OF REPORTING PERSONS:
A. Barr Dolan
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   284,236
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   6,014,717
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   284,236
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    6,014,717
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  6,298,953
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  12.5%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

5


 

             
Item 1.
           
    (a)   Name of Issuer:
        Heska Corporation
 
           
    (b)   Address of Issuer’s Principal Executive Offices:
        3670 Rocky Mountain Avenue, Loveland, Colorado 80538
 
           
Item 2.   (a)   Name of Person Filing:
 
           
        This Schedule is filed by Charter Ventures, L.P. (“CV I”), Charter Ventures II, L.P. (“CV II”), Chavencap Limited (“CL”) and A. Barr Dolan. CL and Mr. Dolan are general partners of CV I and CV II.
 
           
        The entities and individual named in this Item 2(a) are individually referred to herein as a “Reporting Person” and collectively as the “Reporting Persons.”
 
           
    (b)   Address of Principal Business Office, or, if none, Residence:
 
           
        Address for CV I, CV II and Mr. Dolan:
c/o Charter Venture Capital
525 University Avenue, Suite 1400
Palo Alto, California 94301
 
           
        Address for CL:
Chavencap Limited
c/o L. Chan, Cha Enterprises Ltd.
Room 3703, Jardine House
1 Connaught Place
Central, Hong Kong
 
           
    (c)   Citizenship:
 
           
        CV I and CV II are California limited partnerships
CL is a Hong Kong corporation
Mr. Dolan is a United States citizen.
 
           
    (d)   Title of Class of Securities:
        Common Stock
 
           
    (e)   CUSIP Number:
 
           
        42805E-10-8
 
           
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
           
 
          N/A
 
           
 
  (a)   ¨   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
           
 
  (b)   ¨   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
           
 
  (c)   ¨   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
           
 
  (d)   ¨   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
           
 
  (e)   ¨   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

6


 

             
 
  (f)   ¨   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
           
 
  (g)   ¨   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
           
 
  (h)   ¨   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
           
 
  (i)   ¨   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
           
 
  (j)   ¨   Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
           
Item 4.   Ownership
 
           
    See rows 5 through 11 of the cover pages for the Reporting Persons. On January 1, 2006, CV I and CV II received an aggregate of 6,012,717 shares of Common Stock of the Issuer from CLS I-IV, LLC following the dissolution of CLS I-IV, LLC. Of such 6,012,717 shares, 986,510 are held of record by CV I and 5,026,207 are held of record by CV II. CV I and CV II also each hold options exercisable for an aggregate of 2,000 shares of Common Stock of the Issuer, with options to purchase 1,000 shares held by each of CV I and CV II.
 
           
    By virtue of their relationships as general partners of CV I and CV II, each of CL and Mr. Dolan may be deemed to be the beneficial owner of shares and options held of record by CV I and CV II. CL and Mr. Dolan each disclaim beneficial ownership with respect to such shares and options, except to the extent of their pecuniary interest therein.
 
           
    Mr. Dolan is also a director of the issuer and holds options to purchase 284,236 shares of Common Stock of the issuer.
 
           
    The percent of class reported on Row 11 of the cover pages for the Reporting Persons are based on an aggregate of 50,252,928 shares of Common Stock of the Issuer outstanding on May 12, 2006 pursuant to the Form 10-Q of the issuer filed with the Securities and Exchange Commission on May 15, 2006.
 
           
Item 5.   Ownership of Five Percent or Less of a Class:
 
           
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.
 
           
Item 6.   Ownership of More than Five Percent on Behalf of Another Person:
 
           
    Not Applicable.
 
           
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
 
           
    Not Applicable.
 
           
Item 8.   Identification and Classification of Members of the Group:
 
           
    Not Applicable.
 
           
Item 9.   Notice of Dissolution of Group:
 
           
    Not Applicable.
 
           
Item 10.   Certification:
 
           
    Not Applicable.

7


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: July 25, 2006
         
  CHARTER VENTURES L.P.
 
 
  By:   /s/ A. Barr Dolan    
  Name:   A. Barr Dolan 
  Title:   General Partner 
 
         
  CHARTER VENTURES II, L.P.
 
 
  By:   /s/ A. Barr Dolan    
  Name:   A. Barr Dolan 
  Title:   General Partner 
 
         
  CHAVENCAP LIMITED
 
 
  By:   /s/ J.M.D. CHA    
       
  Name:   J.M.D. CHA    
       
  Title:   Director, for and on behalf of Chavencap Limited    
       
       
 
         
     
  /s/ A. Barr Dolan    
  A. Barr Dolan   
     
 
     Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

8


 

EXHIBIT I
JOINT FILING AGREEMENT
     In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned agree that only one statement containing the information required by Schedule 13G need by filed by each of the undersigned with respect to the ownership by each of the undersigned of shares of stock of Heska Corporation. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.
Date: July 25, 2006
         
  CHARTER VENTURES L.P.
 
 
  By:   /s/ A. Barr Dolan    
  Name:   A. Barr Dolan 
  Title:   General Partner 
 
         
  CHARTER VENTURES II, L.P.
 
 
  By:   /s/ A. Barr Dolan    
  Name:   A. Barr Dolan 
  Title:   General Partner 
 
         
  CHAVENCAP LIMITED
 
 
  By:   /s/ J.M.D. CHA    
       
  Name :   J.M.D. CHA    
       
  Title:   Director, for and on behalf of Chavencap Limited    
       
       
 
         
     
  /s/ A. Barr Dolan    
  A. Barr Dolan   
     
 

9

-----END PRIVACY-ENHANCED MESSAGE-----